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1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-19 |
Branch Locations
1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
1315 K Street, Modesto, CA 95354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Law Firm Of Gina Leguria | Modesto | CA | 10/2009 | Present |
| Yosemite Community College District | Modesto | CA | 01/2014 | 06/2019 |
| Brokers Financial | Modesto | CA | 02/2024 | 06/2024 |
| Integrity Advisory Solutions | Modesto | CA | 03/2024 | Present |
1. Law Firm of Gina Leguria, A Professional Corporation; not investment related; 819 17th Street, Modesto, CA 95354; provide legal advice; Attorney/President; 10/01/2009; 200 hours per month, 160 hours during securities hours; Provide legal advise and planning services to individuals and families. 2. Stanislaus Estate Planning Council; not investment related; PO Box 1172, Modesto, CA 95353; Board Member, Vice President; 09/01/2020; 4 hours per month, 4 hours during securities hours; Books speakers and arranges the annual CLE seminar for education and CLE for estate planning attorneys. 3. United Cerebral Palsy of Stanislaus County; not investment related; 4265 Spyres Way, #2, Modesto, CA 95356; Non-Profit, Board Member; 07/01/2020; 2 hours per month 2 hours during securities hours; Board Member for local non-profit. 4. ROFIA, LLC; not investment related; 819 17th Street, Modesto, CA 95354; LLC holding Real Estate, Member; 11/01/2019; 2 hours per month, 2 hours during securities hours; Real Estate Activities. 5. American Academy of Estate Planning Attorneys; not investment related; 9444 Balboa Ave, Suite 300, San Diego, CA 92123; Provide legal and planning advice, Member Attorney; 200 hours per mont, 160 hours during securities hours; provide legal advice and planning CPA/Tax Professional/Attorney to individuals and families. 6. American Academy Wealth; investment related; 819 17th Street, Modesto, CA 95354; DBA for Wealth Business, Investment Advisor Representative; 20 hours per month, 20 hours during securities hours; Provide wealth management planning services. 7. Contentment Wealth; Investment related; 819 17th St Modesto, CA 95354; DBA for advisory business; Financial Advisor/IAR; 02/06/2024; 12 hours per month; 4 hours during securities trading hours; DBA for advisory business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-13 |
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