David Ryan Huffman

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 08/2017
  Transamerica Capital Inc.
  Denver, CO
• 08/2017 → 01/2018
  Unemployed
  Sarasota, FL
• 01/2018 → 09/2019
  H. Beck, Inc.
  Bethesda, MD
• 09/2019 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 09/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2018-01-03 → 2019-09-25
  Grove Point Investments, Llc
  Lakewood Ranch, FL

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-10/TRADING. SEE EMPLOYMENT FOR START DATE. 2. HUFFMAN FINANCIAL GROUP, 7119 PRESTBURY CIRCLE, LAKEWOOD RANCH, FL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,01/02/20, NIR, 2/WK- 1/TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-09-27

Designations

• Chartered Financial Consultant