Ranjan Mishra

Employer firm

Ess Capital Services CRD 328826

$3.20M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Ess Capital Services

Newton, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-07-10

MA RA
APPROVED

Since 2024-07-10

Branch Locations

Newton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ess Analysis	Newton	MA	11/2007	Present
Ess Capital Services	Newton	MA	09/2023	Present

11/2007 → Present

Ess Analysis

Newton, MA
09/2023 → Present

Ess Capital Services

Newton, MA

Other Businesses

Ranjan Mishra is a Senior Partner with a management consulting firm called ESS Analysis. He spends approximately 10 hours a week engaged in this activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-15

S65 Uniform Investment Adviser Law Examination

2023-07-15

Other Names

Ranjan Mishra

View on SEC IAPD