Joseph Peter Zandlo

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 09/2022
  University Of Minnesota Athletics
  Minneapolis, MN
• 01/2011 → Present
  Mass Mutual Life Insurance Company
  Plymouth, MN
• 06/2011 → Present
  Mml Investors Services, Llc
  Plymouth, MN

Other Businesses

(1) Name: Finding Who Consulting Inv rel: N Add: At Residential Address Nature: Personal coaching and leadership development Position: Ownership Start date: 06/03/2019 NO. HR/MO: 10 NO. HR/MO During sec trading: 6. (2) Name: Finding Who Consulting Inv rel: N Add: At Residential Address Nature: Author of a book that is a result of my doctoral dissertation research project on how people recreate purpose in their life after retirement Position: Sales/Ownership Start date: 06/14/2019 NO. HR/MO: 5 NO. HR/MO During sec trading: 0. (3) Name: Finding Who Journeys, LLC Inv rel: Y Add: 2 Carlson Parkway N Suite 320, Plymouth, MN 55447 Nature: Owner of legal entity for business purposes Position: Owner Start date: 08/06/2025 NO. HR/MO: 2 NO. HR/MO During sec trading: 0 (4) Name: Ascend Financial Inv Rel: Y Add: 2 Carlson Parkway N, Suite 320, Plymouth, MN 55447 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 12/18/2025 No. Hr/Mo: 5 NO. Hr/Mo During Sec Trading: 5 Duties: Life, Disability, Long-term care, Fixed annuities & Health

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-05-20
• S63 Uniform Securities Agent State Law Examination
  1999-09-01

Other Names

• Joseph P Zandlo