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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-15 |
| TX | RA | APPROVED | 2026-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Raleigh | NC | 01/2026 | Present |
| J.P. Morgan Securities Llc | Raleigh | NC | 01/2026 | Present |
| Trinity Wealth Securities Llc | Charlotte | NC | 04/2024 | 12/2025 |
| Florida Financial Advisors Llc | Charlotte | NC | 11/2023 | 12/2025 |
| Tristate Financial Advisors | Charlotte | NC | 11/2023 | 12/2025 |
| Unemployed | Indian Trail | NC | 09/2023 | 10/2023 |
| Autobell Car Wash | Boone | NC | 05/2021 | 08/2023 |
| Unemployed | Boone | NC | 09/2020 | 04/2021 |
| Griffin Masonry | Mint Hill | NC | 07/2017 | 08/2020 |
| Unemployed | Boone | NC | 01/2016 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-26 |
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