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Bethany J Flint

Morgan Stanley

Santa Rosa, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-27
CA RA APPROVED 2024-09-19
  • TX RA
    APPROVED
    Since 2024-09-27
  • CA RA
    APPROVED
    Since 2024-09-19

Branch Locations

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Santa Rosa CA 01/2024 Present
Soco Holdings Llc Guerneville CA 03/2021 12/2022
Blue Chalk Enterprises Dba Perch & Plow Santa Rosa CA 05/2018 10/2019
Graton Resort & Casino Rohnert Park CA 10/2013 02/2017
Unemployed Santa Rosa CA 03/2017 04/2018
Esquared Electrical Inc Santa Rosa CA 01/2020 12/2023
  • 01/2024 → Present
    Morgan Stanley
    Santa Rosa, CA
  • 03/2021 → 12/2022
    Soco Holdings Llc
    Guerneville, CA
  • 05/2018 → 10/2019
    Blue Chalk Enterprises Dba Perch & Plow
    Santa Rosa, CA
  • 10/2013 → 02/2017
    Graton Resort & Casino
    Rohnert Park, CA
  • 03/2017 → 04/2018
    Unemployed
    Santa Rosa, CA
  • 01/2020 → 12/2023
    Esquared Electrical Inc
    Santa Rosa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-19
  • S66 Uniform Combined State Law Examination
    2024-09-19

View on SEC IAPD

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Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
LPL FINANCIAL LLC · SANTA ROSA, CA

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