Inactive

Jase Hollenbeck Merrill

John G. Ullman & Associates, Inc

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Current Employers

John G. Ullman & Associates, Inc

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-12-21

NY RA
APPROVED

Since 2023-12-21

Branch Locations

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

20 East Market Street, Rhinebeck, NY 12572 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John G. Ullman & Associates, Inc.	Horseheads	NY	12/2021	Present
Merrill Business Products	Newburgh	NY	06/1997	12/2017
Wb Mason	Brockton	NY	12/2017	06/2020
Unemployed	Cornwall On Hudson	NY	06/2020	12/2021

12/2021 → Present

John G. Ullman & Associates, Inc.

Horseheads, NY
06/1997 → 12/2017

Merrill Business Products

Newburgh, NY
12/2017 → 06/2020

Wb Mason

Brockton, NY
06/2020 → 12/2021

Unemployed

Cornwall On Hudson, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-21

S65 Uniform Investment Adviser Law Examination

2023-12-21

View on SEC IAPD

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