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Judith Lyn Rohlfing

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ponte Vedra Beach, FL

Ponte Vedra Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-24
FL RA APPROVED 2006-07-17
  • TX RA
    APPROVED_RES
    Since 2010-03-24
  • FL RA
    APPROVED
    Since 2006-07-17

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Ponte Vedra Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 West Palm Beach FL 06/2006 Present
Bank Of America,Na Ponte Vedra Beach FL 12/2009 Present
  • 06/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    West Palm Beach, FL
  • 12/2009 → Present
    Bank Of America,Na
    Ponte Vedra Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-12
  • S66 Uniform Combined State Law Examination
    2006-07-12
Other Names
  • Judi Rohlfing

View on SEC IAPD

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