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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-09
  • CA RA
    APPROVED
    Since 2024-09-09

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co. Newport Beach CA 11/2023 Present
Mml Investors Services, Llc Newport Beach CA 11/2023 Present
Newport Harbor High School Newport Beach CA 06/2014 06/2019
University Of California At Santa Barbara Santa Barbara CA 06/2019 06/2023
Unemployed Newport Beach CA 06/2023 11/2023
  • 11/2023 → Present
    Massmutual Life Insurance Co.
    Newport Beach, CA
  • 11/2023 → Present
    Newport Beach, CA
  • 06/2014 → 06/2019
    Newport Harbor High School
    Newport Beach, CA
  • 06/2019 → 06/2023
    University Of California At Santa Barbara
    Santa Barbara, CA
  • 06/2023 → 11/2023
    Unemployed
    Newport Beach, CA
Other Businesses

Name: Ethan Barnes, Inv Rel: Y Addr: 4675 MacArthur Ct, Ste 1050 Newport Beach CA 92660, Nature: Outside Insurance Position: Agent, Start: 12/5/2024, No Hr/Mo: 4 No Hr/Mo Dur Trading: 4, Duties: Life, Disability, Long-term care, Fixed annuities, health.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-15
  • S66 Uniform Combined State Law Examination
    2024-08-15

View on SEC IAPD

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