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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-14 |
| AL | RA | APPROVED | 2025-02-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Mobile | AL | 06/2024 | 01/2025 |
| Raymond James & Associates, Inc. | Mobile | AL | 01/2024 | 06/2024 |
| The First Bank | Pensacola | FL | 10/2023 | 01/2024 |
| South State Bank | Fairhope | AL | 06/2022 | 08/2023 |
| Smartbank | Fairhope | AL | 12/2017 | 06/2022 |
| Navy Federal Credit Union | Pensacola | FL | 02/2016 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mobile | AL | 02/2025 | Present |
| Bank Of America, N.A. | Mobile | AL | 03/2025 | Present |
I*: 2249280 Entity Type: For Profit Name of OBA: Black Dog Garage LLC Address: Summerdale, AL 36580 Investment Related: No Position, Title, Association: Spouse of business owner Employee Start Date: 03/14/2019 Number of Hours: 0 Number of Hours during trading: 0 Duties: This is my husband's small business and I am just a signer on the business checking account. He is a one man shop, single member LLC and I am a signer just for emergencies. I*3650282 Entity Type: Charitable Name of OBA: Family Promise of Baldwin County Address: Summerdale, Alabama, 36580 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/29/2026 Number of Hours: 40, Yearly Number of Hours during trading: 1, Yearly Duties: To help families during times of homelessness focused on keeping families together To help bring awareness of the services Family Promise have to support families to our community.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-30 |
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