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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2014-07-01 |
Branch Locations
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities, Llc | Dorchester | MA | 04/2014 | 03/2020 |
| Santander Bank, Na | Boston | MA | 09/2018 | Present |
| Santander Securities, Llc | Boston | MA | 03/2020 | Present |
| Elms College | Chicopee | MA | 01/2022 | Present |
1. Elms College, adjunct faculty member for the MBA program, non-investment related, start date 1/12/2022, Chicopee, MA, 15 hours monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-04 |
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