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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-17 |
Branch Locations
800 Capitol Street Suite 3550, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valassis | Houston | TX | 11/2015 | 12/2018 |
| Valassis | Houston | TX | 01/2018 | 12/2018 |
| Gartner | Houston | TX | 12/2018 | 03/2022 |
| Gartner | Houston | TX | 04/2022 | 11/2023 |
| Bernstein | Houston | TX | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-19 |
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