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Kristina Lee Grant

Cetera Investment Advisers LLC

Cumberland, ME

Ellsworth, ME

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2014-01-21
  • ME RA
    APPROVED
    Since 2014-01-21

Branch Locations

Cumberland, ME • United States

194 Beechland Rd, Ellsworth, ME 04605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 07/2010 Present
Cetera Investment Advisers Llc Cumberland ME 01/2014 Present
Previous Registrations
  • 2009-11-17 → 2010-04-30
    Td Wealth Management Services Inc.
    Portland, ME
  • 2007-08-28 → 2009-11-17
    Cetera Investment Services Llc
    Portland, ME
Other Businesses

1. POA AND EXECUTOR OF MOTHER'S ESTATE 2. VP, OPERATIONS MANAGER AND DESIGNATED SUPERVISOR FOR JACKSON BROKERAGE DBA JBC COMPANIES, 10/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-15
S63 Uniform Securities Agent State Law Examination 2001-08-23
  • S66 Uniform Combined State Law Examination
    2007-08-15
  • S63 Uniform Securities Agent State Law Examination
    2001-08-23
Other Names
  • Kristina Lee Oliver
  • Kristina Lee Grant
  • Kristina Lee Oliver

View on SEC IAPD

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