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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-10 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Mateo | CA | 11/2023 | 05/2026 |
| Jpmc Bank Na (Southwest) | San Mateo | CA | 11/2023 | 05/2026 |
| Baylor University | Waco | TX | 08/2021 | 06/2023 |
| Menlo Church | Mountain View | CA | 06/2021 | 08/2021 |
| Chick-Fil-A | Redwood City | CA | 07/2020 | 12/2020 |
| Unemployed | Belmont | CA | 11/2013 | 06/2020 |
| Unemployed | Redwood City | CA | 01/2021 | 05/2021 |
| Unemployed | Redwood City | CA | 07/2023 | 10/2023 |
| Fisher Investments | Plano | TX | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-06 |
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