Carlos A Da Gama

Current Employers

Ocean Financial Advisors Llc

780 Nw 42Nd Avenue Suite 500, Miami, FL 33126 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-04

FL RA
APPROVED

Since 2024-06-04

Branch Locations

780 Nw 42Nd Avenue Suite 500, Miami, FL 33126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Regions Bank	Miami	FL	08/2015	10/2017
Banesco Usa	Miami	FL	10/2017	05/2023
Ocean Bank	Miami	FL	05/2023	Present

08/2015 → 10/2017

Regions Bank

Miami, FL
10/2017 → 05/2023

Banesco Usa

Miami, FL
05/2023 → Present

Ocean Bank

Miami, FL

Other Businesses

Company Name: Ocean Bank; Non-Investment Related; Miami, FL; Banking; Banker; Business Development 05/2023; 160 hours/month; 8 hours during securities trading hours; Business development

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-02

S66 Uniform Combined State Law Examination

2022-06-02

View on SEC IAPD

Current Employers

Ocean Financial Advisors Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews