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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Ferndale | MI | 03/2007 | 02/2025 |
| Eschels Financial Group | Ferndale | MI | 01/2014 | 09/2023 |
| Cetera Wealth Services, Llc | Ferndale | MI | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
FOWLING WAREHOUSE LLC; Non-Investment Related; 3901 Christopher Street, Hamtramck, MI 48211; Other; Owner; Start Date 08/2014; No hours per month; People throw footballs at bowling pins for fun and exercise.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-28 |
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