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Lu Hao

J.P. Morgan Securities LLC

Pleasanton, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-13
  • CA RA
    APPROVED
    Since 2026-04-13

Branch Locations

561 Main Street, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmc Bank Na (Southwest) Pleasanton CA 11/2023 Present
J.P. Morgan Securities Llc Pleasanton CA 11/2023 Present
China Merchants Bank Beijing 05/2014 09/2021
Unemployed Dublin CA 10/2021 10/2023
  • 11/2023 → Present
    Jpmc Bank Na (Southwest)
    Pleasanton, CA
  • 11/2023 → Present
    J.P. Morgan Securities Llc
    Pleasanton, CA
  • 05/2014 → 09/2021
    China Merchants Bank
    Beijing
  • 10/2021 → 10/2023
    Unemployed
    Dublin, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-09
S63 Uniform Securities Agent State Law Examination 2024-01-22
  • S65 Uniform Investment Adviser Law Examination
    2025-12-09
  • S63 Uniform Securities Agent State Law Examination
    2024-01-22

View on SEC IAPD

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Other Offices

PRUDENT PROSPERA PLANNING, INC. · PLEASANTON, CA
CETERA INVESTMENT ADVISERS LLC · PLEASANTON, CA
PANDECT CATALYST FUND MANAGEMENT LLC · PLEASANTON, CA
ADAP TAX FINANCIAL, INC. · PLEASANTON, CA
BUCK WEALTH STRATEGIES, LLC · PLEASANTAN, CA
DEJARNATT, PAUL E · PLEASANTON, CA
LPL FINANCIAL LLC · PLEASANTON, CA
LEGACY WEALTH MANAGEMENT, LLC · Pleasanton, CA

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