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Vincent John Tricarico

Rockefeller Financial LLC

Chicago, IL

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-05
NY RA APPROVED 2025-01-28
  • TX RA
    APPROVED
    Since 2025-02-05
  • NY RA
    APPROVED
    Since 2025-01-28

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Capital Management Ny NY 08/2024 Present
Rockefeller Financial Llc Ny NY 11/2024 Present
Pwc New York NY 08/2023 08/2024
Villanova University Villanova PA 08/2018 08/2023
Bergen Catholic High School Oradell NJ 09/2014 08/2018
  • 08/2024 → Present
    Rockefeller Capital Management
    Ny, NY
  • 11/2024 → Present
    Rockefeller Financial Llc
    Ny, NY
  • 08/2023 → 08/2024
    Pwc
    New York, NY
  • 08/2018 → 08/2023
    Villanova University
    Villanova, PA
  • 09/2014 → 08/2018
    Bergen Catholic High School
    Oradell, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-28
  • S66 Uniform Combined State Law Examination
    2025-01-28
Other Names
  • Vinny Tricarico
  • Vincent John Tricarico

View on SEC IAPD

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GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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