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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-27 |
Branch Locations
2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rhsb Insurance | Dallas | TX | 10/2022 | 11/2023 |
| Rhsb Insurance | Dallas | TX | 09/2019 | 10/2022 |
| Rhsb Insurance | Dallas | TX | 05/2018 | 09/2019 |
| Rhsb Insurance | Fort Worth | TX | 05/2017 | 05/2018 |
| Theatro | Richardson | TX | 05/2016 | 01/2017 |
| Texas Christian University | Fort Worth | TX | 08/2014 | 05/2018 |
| Stifel, Nicolaus & Company, Incorporated | Dallas | TX | 11/2023 | Present |
1. The Notre Dame School of Dallas; 2018 Allen Street Dallas TX 75204; A school that serves DFW based students ages 6-21 with developmental disabilities; Board Member - Champions Club; Volunteering time to plan events with the goal of growing the club or fundraising for the school; 01/02/2023; 3 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-26 |
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