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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-27
  • TX RA
    APPROVED
    Since 2024-09-27

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhsb Insurance Dallas TX 10/2022 11/2023
Rhsb Insurance Dallas TX 09/2019 10/2022
Rhsb Insurance Dallas TX 05/2018 09/2019
Rhsb Insurance Fort Worth TX 05/2017 05/2018
Theatro Richardson TX 05/2016 01/2017
Texas Christian University Fort Worth TX 08/2014 05/2018
Stifel, Nicolaus & Company, Incorporated Dallas TX 11/2023 Present
  • 10/2022 → 11/2023
    Rhsb Insurance
    Dallas, TX
  • 09/2019 → 10/2022
    Rhsb Insurance
    Dallas, TX
  • 05/2018 → 09/2019
    Rhsb Insurance
    Dallas, TX
  • 05/2017 → 05/2018
    Rhsb Insurance
    Fort Worth, TX
  • 05/2016 → 01/2017
    Theatro
    Richardson, TX
  • 08/2014 → 05/2018
    Texas Christian University
    Fort Worth, TX
  • 11/2023 → Present
    Dallas, TX
Other Businesses

1. The Notre Dame School of Dallas; 2018 Allen Street Dallas TX 75204; A school that serves DFW based students ages 6-21 with developmental disabilities; Board Member - Champions Club; Volunteering time to plan events with the goal of growing the club or fundraising for the school; 01/02/2023; 3 hrs/month; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-26
  • S66 Uniform Combined State Law Examination
    2024-09-26

View on SEC IAPD

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