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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2026-07-20 |
| TX | RA | APPROVED | 2026-07-16 |
| WI | RA | APPROVED | 2026-07-01 |
Branch Locations
525 Main Street Suite 410, Delafield, WI 53018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trigs Smokehouse | Rhinelander | WI | 07/2015 | 08/2019 |
| Menards | Rhinelander | WI | 06/2020 | 08/2020 |
| Lake States Yeast | Rhinelander | WI | 06/2021 | 08/2021 |
| Enterprise Wood Products | Rhinelander | WI | 06/2022 | 08/2024 |
| Form Wealth Advisors, Llc | Lake Geneva | WI | 05/2025 | 10/2025 |
| Form Wealth Advisors, Llc | Lake Geneva | WI | 05/2025 | 10/2025 |
| Rhinelander High School | Rhinelander | WI | 09/2016 | 06/2021 |
| University Of Wisconsin | Whitewater | WI | 09/2021 | 05/2022 |
| University Of Wisconsin | Whitewater | WI | 09/2022 | 05/2023 |
| University Of Wisconsin | Whitewater | WI | 09/2023 | 05/2024 |
| University Of Wisconsin | Whitewater | WI | 09/2024 | 05/2025 |
| Form Wealth Advisors, Llc | Lake Geneva | WI | 01/2025 | 05/2025 |
| Rbc Capital Markets, Llc | Delafield | WI | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-01 |
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