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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-07-20
TX RA APPROVED 2026-07-16
WI RA APPROVED 2026-07-01
  • VI RA
    APPROVED
    Since 2026-07-20
  • TX RA
    APPROVED
    Since 2026-07-16
  • WI RA
    APPROVED
    Since 2026-07-01

Branch Locations

Delafield, WI • United States

525 Main Street Suite 410, Delafield, WI 53018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trigs Smokehouse Rhinelander WI 07/2015 08/2019
Menards Rhinelander WI 06/2020 08/2020
Lake States Yeast Rhinelander WI 06/2021 08/2021
Enterprise Wood Products Rhinelander WI 06/2022 08/2024
Form Wealth Advisors, Llc Lake Geneva WI 05/2025 10/2025
Form Wealth Advisors, Llc Lake Geneva WI 05/2025 10/2025
Rhinelander High School Rhinelander WI 09/2016 06/2021
University Of Wisconsin Whitewater WI 09/2021 05/2022
University Of Wisconsin Whitewater WI 09/2022 05/2023
University Of Wisconsin Whitewater WI 09/2023 05/2024
University Of Wisconsin Whitewater WI 09/2024 05/2025
Form Wealth Advisors, Llc Lake Geneva WI 01/2025 05/2025
Rbc Capital Markets, Llc Delafield WI 10/2025 Present
  • 07/2015 → 08/2019
    Trigs Smokehouse
    Rhinelander, WI
  • 06/2020 → 08/2020
    Menards
    Rhinelander, WI
  • 06/2021 → 08/2021
    Lake States Yeast
    Rhinelander, WI
  • 06/2022 → 08/2024
    Enterprise Wood Products
    Rhinelander, WI
  • 05/2025 → 10/2025
    Form Wealth Advisors, Llc
    Lake Geneva, WI
  • 05/2025 → 10/2025
    Form Wealth Advisors, Llc
    Lake Geneva, WI
  • 09/2016 → 06/2021
    Rhinelander High School
    Rhinelander, WI
  • 09/2021 → 05/2022
    University Of Wisconsin
    Whitewater, WI
  • 09/2022 → 05/2023
    University Of Wisconsin
    Whitewater, WI
  • 09/2023 → 05/2024
    University Of Wisconsin
    Whitewater, WI
  • 09/2024 → 05/2025
    University Of Wisconsin
    Whitewater, WI
  • 01/2025 → 05/2025
    Form Wealth Advisors, Llc
    Lake Geneva, WI
  • 10/2025 → Present
    Delafield, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-01
  • S66 Uniform Combined State Law Examination
    2026-07-01
Other Names
  • Ross H Skeen
  • Ross Skeen

View on SEC IAPD

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