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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-02 |
| NC | RA | APPROVED | 2025-09-01 |
Branch Locations
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Charlotte | NC | 02/2016 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 03/2017 | 12/2017 |
| Bb&T Securities | Charlotte | NC | 12/2017 | 02/2021 |
| Truist Investment Services, Inc. | Charlotte | NC | 02/2021 | 04/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 04/2021 | 04/2021 |
| Robinhood Financial, Llc | Charlotte | NC | 05/2021 | 08/2022 |
| Robinhood Markets, Inc | Charlotte | NC | 06/2022 | 08/2022 |
| Carolinas Investment Consulting Llc | Charlotte | NC | 12/2022 | 04/2025 |
| Carolinas Wealth Consulting Llc | Charlotte | NC | 12/2022 | 02/2025 |
| Adhesion Wealth | Charlotte | NC | 09/2022 | 12/2022 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 01/2025 | 08/2025 |
| Capfinancial Securities Llc | Raleigh | NC | 04/2025 | 08/2025 |
| Morgan Stanley | Charlotte | NC | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-14 |
| S66 | Uniform Combined State Law Examination | 2005-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-30 |
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