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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Austin Peay State University | Clarksville | TN | 07/2021 | 06/2023 |
| N/A | Rochester Hills | MI | 06/2023 | 12/2023 |
| Marco's Pizza | Clarksville | TN | 05/2020 | 01/2021 |
| Austin Peay State University | Clarksville | TN | 08/2016 | 05/2021 |
| Raymond James Financial Services, Inc. | Rochester | MI | 11/2023 | 01/2024 |
| Raymond James Financial Services, Inc. | Rochester | MI | 01/2024 | 01/2026 |
| Raymond James Financial Services Advisors, Inc | Rochester | MI | 02/2024 | 01/2026 |
| Lpl Financial Llc | Rochester | MI | 01/2026 | Present |
1. 01/2026 - Ghantous Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 40 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 01/12/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-01 |
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