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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-26
  • NC RA
    APPROVED
    Since 2024-04-26

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Charlotte NC 01/2024 Present
Point Blank Range Matthews NC 06/2020 12/2023
University Of Colorado Denver Denver CO 08/2015 05/2019
Arc Thrift Store Lakewood CO 02/2017 05/2017
Munson Ski And Marine Lakemoor IL 03/2013 08/2018
Queen City K9 Indian Trail NC 05/2019 06/2020
  • 01/2024 → Present
    Ubs Financial Services
    Charlotte, NC
  • 06/2020 → 12/2023
    Point Blank Range
    Matthews, NC
  • 08/2015 → 05/2019
    University Of Colorado Denver
    Denver, CO
  • 02/2017 → 05/2017
    Arc Thrift Store
    Lakewood, CO
  • 03/2013 → 08/2018
    Munson Ski And Marine
    Lakemoor, IL
  • 05/2019 → 06/2020
    Queen City K9
    Indian Trail, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-05
  • S66 Uniform Combined State Law Examination
    2024-02-05

View on SEC IAPD

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