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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-01 |
Branch Locations
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 11/2023 | 05/2024 |
| Slab Gasket | Houston | TX | 05/2023 | 08/2023 |
| Fieldings Local Kitchen & Bar | Houston | TX | 05/2022 | 08/2022 |
| Slab Gasket | Houston | TX | 05/2020 | 08/2020 |
| Southern Methodist University | Dallas | TX | 08/2020 | 12/2023 |
| Strake Jesuit College Preparatory | Houston | TX | 08/2016 | 05/2020 |
| Octavia Wealth Advisors, Llc | Los Angeles | CA | 06/2024 | 02/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2024 | 02/2025 |
| City National Securities, Inc. | Los Angeles | CA | 03/2025 | 06/2025 |
| City National Securities, Inc. | Los Angeles | CA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-29 |
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