Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-25
  • TX RA
    APPROVED
    Since 2025-09-25

Branch Locations

2450 Horizon Rd, Rockwall, TX 75032 • United States

1000 W Rusk St, Rockwall, TX 75087 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sugar Land TX 11/2023 Present
Jpmorgan Chase Bank, N.A. Sugar Land TX 11/2023 Present
Boston Sciencetific Houston TX 09/2022 10/2023
T-Mobile Houston TX 10/2018 05/2022
Us Navy Houston TX 02/2017 12/2017
Cafe 101 Houston TX 07/2015 02/2017
Unemployed Houston TX 06/2022 08/2022
Unemployed Houston TX 01/2018 09/2018
Trad Capital Llc Houston TX 12/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 08/2025 Present
Bank Of America, N.A. Plano TX 09/2025 Present
  • 11/2023 → Present
    J.P. Morgan Securities Llc
    Sugar Land, TX
  • 11/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Sugar Land, TX
  • 09/2022 → 10/2023
    Boston Sciencetific
    Houston, TX
  • 10/2018 → 05/2022
    T-Mobile
    Houston, TX
  • 02/2017 → 12/2017
    Us Navy
    Houston, TX
  • 07/2015 → 02/2017
    Cafe 101
    Houston, TX
  • 06/2022 → 08/2022
    Unemployed
    Houston, TX
  • 01/2018 → 09/2018
    Unemployed
    Houston, TX
  • 12/2022 → Present
    Trad Capital Llc
    Houston, TX
  • 08/2025 → Present
    Plano, TX
  • 09/2025 → Present
    Bank Of America, N.A.
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-24
S63 Uniform Securities Agent State Law Examination 2024-03-01
  • S66 Uniform Combined State Law Examination
    2025-09-24
  • S63 Uniform Securities Agent State Law Examination
    2024-03-01
Other Names
  • Quyen Do

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rockwall, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor