Matthew Allen Griffith

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 08/2018
  Auto-Owners Insurance
  Appleton, WI
• 09/2018 → 01/2021
  Alignex
  Appleton, WI
• 01/2021 → 09/2022
  Goengineer
  Appleton, WI
• 09/2022 → 09/2023
  Bassetti Americas
  Neenah, WI
• 10/2023 → 03/2024
  New York Life
  Madison, WI
• 02/2024 → 03/2024
  Nylife Securities Llc.
  Madison, WI
• 03/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) 1804 II LLC, 1804 COUNTY ROAD II, NEENAH, WI, 06/2023, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 03/2024, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 3) YOGA3 LLC, 322 E College Ave, Appleton WI 54911, United States, 06/01/2021, W2 Employee, NIR, 10 HR/MO - 4 HR/MO TRADING. 4) N6855 HARRISON LLC, 1847 Bridgeview Dr, Neenah WI 54956-1231, United States, 06/29/2025, Owner, Real Estate, NIR, 1 HR/MO - 1 HR/MO TRADING 5) GRIFFITH WEALTH MANAGEMENT, 1847 Bridgeview Drive, Neenah WI 54956, United States, 01/05/2026, Owner, DBA Name, NIR, 40 HR/MO - 40 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2024-03-20

Designations

• Certified Financial Planner

Other Names

• Matthew Griffith