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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-19
MD RA APPROVED 2001-05-30
  • TX RA
    APPROVED_RES
    Since 2009-06-19
  • MD RA
    APPROVED
    Since 2001-05-30

Branch Locations

Cockeysville, MD • United States

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Nantucket, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Ins Co Hunt Valley MD 03/1999 Present
Mml Investors Services, Inc. Hunt Valley MD 03/1999 Present
  • 03/1999 → Present
    Massachusetts Mutual Life Ins Co
    Hunt Valley, MD
  • 03/1999 → Present
    Mml Investors Services, Inc.
    Hunt Valley, MD
Other Businesses

NAME: EDWARD WIGHT/LENOX ADVISORS, INC, INV REL: Y, ADD: 11350 MCCORMICK ROAD, EXECUTIVE PLAZA IV, SUITE 200, HUNT VALLEY, MD 21031 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: AGENT, START DATE: 03/01/1999, NO. HR/MO: 50 NO. HR/MO DURING SEC TRADING: 50, DESCRIBE DUTIES: VARIOUS CARRIERS OF LIFE, HEALTH, FIXED ANNUITIES, DISABILITY INCOME INSURANCE AND LONGTERM CARE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-15
S66 Uniform Combined State Law Examination 1999-07-29
  • S65 Uniform Investment Adviser Law Examination
    2001-03-15
  • S66 Uniform Combined State Law Examination
    1999-07-29
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Edward Ira Wight
  • Ted Wight

View on SEC IAPD

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