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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-19 |
| MD | RA | APPROVED | 2001-05-30 |
Branch Locations
Cockeysville, MD • United States
11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States
Nantucket, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Ins Co | Hunt Valley | MD | 03/1999 | Present |
| Mml Investors Services, Inc. | Hunt Valley | MD | 03/1999 | Present |
NAME: EDWARD WIGHT/LENOX ADVISORS, INC, INV REL: Y, ADD: 11350 MCCORMICK ROAD, EXECUTIVE PLAZA IV, SUITE 200, HUNT VALLEY, MD 21031 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: AGENT, START DATE: 03/01/1999, NO. HR/MO: 50 NO. HR/MO DURING SEC TRADING: 50, DESCRIBE DUTIES: VARIOUS CARRIERS OF LIFE, HEALTH, FIXED ANNUITIES, DISABILITY INCOME INSURANCE AND LONGTERM CARE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-15 |
| S66 | Uniform Combined State Law Examination | 1999-07-29 |
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