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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-05-13
NC RA APPROVED 2026-05-12
SC RA APPROVED 2025-04-30
  • GA RA
    APPROVED
    Since 2026-05-13
  • NC RA
    APPROVED
    Since 2026-05-12
  • SC RA
    APPROVED
    Since 2025-04-30

Branch Locations

1306 N Main St, Summerville, SC 29483 • United States

130 North Creek Drive, Summerville, SC 29486 • United States

844 Savannah Hwy, Charleston, SC 29407 • United States

1260 Nexton Parkway, Summerville, SC 29486 • United States

710 Coleman Blvd, Mount Pleasant, SC 29464 • United States

8807 Dorchester Road, North Charleston, SC 29420 • United States

5201 College Road, Wilmington, NC 28405 • United States

1301 Folly Road, Charleston, SC 29412 • United States

510 Pooler Pkwy, Pooler, GA 31322 • United States

351A Robert Smalls Parkway, Beaufort, SC 29906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Louisville KY 08/2022 Present
Blue Grass Motorsport Louisville KY 10/2017 08/2022
Honda World Louisville KY 10/2016 10/2017
Dance Instructor Louisville KY 10/2010 10/2016
Fifth Third Securities Louisville KY 11/2023 Present
  • 08/2022 → Present
    Fifth Third Bank
    Louisville, KY
  • 10/2017 → 08/2022
    Blue Grass Motorsport
    Louisville, KY
  • 10/2016 → 10/2017
    Honda World
    Louisville, KY
  • 10/2010 → 10/2016
    Dance Instructor
    Louisville, KY
  • 11/2023 → Present
    Fifth Third Securities
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-11
S63 Uniform Securities Agent State Law Examination 2024-04-05
  • S65 Uniform Investment Adviser Law Examination
    2024-05-11
  • S63 Uniform Securities Agent State Law Examination
    2024-04-05

View on SEC IAPD

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