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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brighton Red Robin | Brighton | MI | 06/2018 | Present |
| Sapphire Blue Investment Partners | Fenton | MI | 10/2023 | 02/2024 |
| Brighton Area Schools | Brighton | MI | 06/2013 | 06/2018 |
| Sigma Planning Corp | Ann Arbor | MI | 07/2024 | Present |
| Financial Services Of America | Troy | MI | 03/2024 | 03/2024 |
Name: Red Robin; Non-Investment related; Address: 8522 W Grand River Ave, Brighton, MI 48116; Nature: Restaurant; Position: Server; Start date: June, 2018; Approx. # of hours p/month: 24 hrs; Hours devoted to business during securities trading hours: 0hrs
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-06-18 |
| S65 | Uniform Investment Adviser Law Examination | 2023-12-18 |
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