Charles Joseph Principato

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-18
CT	RA	APPROVED	2024-08-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Equitable Advisors, Llc	New York	NY	11/2023	07/2024
Young Mens Christian Organization	Rye	NY	11/2015	06/2017
Unemployed	Rye	NY	07/2017	09/2017
Starbucks	Rye	NY	10/2017	09/2019
Le Pain Quotiden	Rye	NY	10/2019	02/2020
Chesnut Mobile Mart	Rye	NY	03/2020	03/2020
Unemployed	Stamford	CT	04/2020	01/2022
Uber	Stamford	CT	01/2022	12/2022
University Of Connecticut	Storrs	CT	08/2021	08/2023
Elevance Health	New York	NY	06/2023	08/2023
Unemployed	Stamford	CT	09/2023	10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Stamford	CT	07/2024	Present
First Greenwich Capital Funding Corporation	Stamford	CT	08/2022	09/2023
University Of Connecticut	Stamford	CT	01/2021	05/2021
Westchester Community College	Valhalla	NY	01/2019	12/2020
Bank Of America, N.A.	Stamford	CT	08/2024	Present

11/2023 → 07/2024

Equitable Advisors, Llc

New York, NY
11/2015 → 06/2017

Young Mens Christian Organization

Rye, NY
07/2017 → 09/2017

Unemployed

Rye, NY
10/2017 → 09/2019

Starbucks

Rye, NY
10/2019 → 02/2020

Le Pain Quotiden

Rye, NY
03/2020 → 03/2020

Chesnut Mobile Mart

Rye, NY
04/2020 → 01/2022

Unemployed

Stamford, CT
01/2022 → 12/2022

Uber

Stamford, CT
08/2021 → 08/2023

University Of Connecticut

Storrs, CT
06/2023 → 08/2023

Elevance Health

New York, NY
09/2023 → 10/2023

Unemployed

Stamford, CT
07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT
08/2022 → 09/2023

First Greenwich Capital Funding Corporation

Stamford, CT
01/2021 → 05/2021

University Of Connecticut

Stamford, CT
01/2019 → 12/2020

Westchester Community College

Valhalla, NY
08/2024 → Present

Bank Of America, N.A.

Stamford, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-15

Other Firms