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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-11-13 |
Branch Locations
7400 W 130Th St Ste 400 [Yh-Rbo], Overland Park, KS 66213 • United States
5301 W 95Th St, Overland Park, KS 66207 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Kansas City | MO | 11/2023 | 03/2025 |
| Jpmorgan Chase Bank, N.A. | Kansas City | MO | 11/2023 | 03/2025 |
| Prudential Myanmar Life Insurance | Yangon | 11/2019 | 11/2021 | |
| Mr Cao Japanese Steak House | Hutchinson | KS | 11/2022 | 10/2023 |
| Ooredoo Myanmar | Yangon | 02/2018 | 09/2019 | |
| Unemployed | Yangon | 02/2016 | 01/2018 | |
| Unemployed | Yangon | 10/2019 | 10/2019 | |
| Unemployed | Concord | CA | 12/2021 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Overland Park | KS | 09/2025 | Present |
| Wells Fargo Bank, Na | Overland Park | KS | 09/2025 | Present |
| Mr Cao Japanese Steak House | Hutchinson | KS | 04/2025 | 08/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-29 |
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