Alan Ralph Gort

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2019-04-04

MI RA
APPROVED

Since 2019-04-04

Branch Locations

Stevensville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	05/2008	01/2017
Lincoln Investment	Stevensville	MI	01/2017	Present

05/2008 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Stevensville, MI

Previous Registrations

2011-01-07 → 2019-10-04

Legend Advisory, Llc

Stevensville, MI

Palm Beach Gardens, FL

Other Businesses

EXECUTIVE TAX & FINANCIAL SERVICES POSITION: EMPLOYEE NATURE: TAX PREPARATION, FINANCIAL PLANNING AND RELATED SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 10/30/2002 ADDRESS: 2437 FOUNTAIN LANE, STEVENSVILLE MI 49127, United States DESCRIPTION: TECHNOLOGY DIRECTOR,TAX PREPARATION, TAXPLANNING AND BACK OFFICE ADMINISTRATION SERENITY BEACHHOUSE RENTALS POSITION: OWNER NATURE: BEACH HOUSE RENTAL INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2012 ADDRESS: 2525 S ELEVENTH ST UNIT 86 & UNIT 56, PORT ARANSAS TX 78373, United States DESCRIPTION: REPAIR AND MAINTENANCE FROM OCTOBER TO FEBRUARY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-12-20
S63	Uniform Securities Agent State Law Examination	2002-10-18

S65 Uniform Investment Adviser Law Examination

2010-12-20
S63 Uniform Securities Agent State Law Examination

2002-10-18

View on SEC IAPD