James D Stone

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2021 → 12/2024
  Dfw Mortgage Advisors, Llc
  Fort Worth, TX
• 06/2017 → 11/2021
  Worthington National Bank
  Fort Worth, TX
• 06/2014 → 06/2017
  Legacytexas Bank
  Fort Worth, TX
• 12/2023 → 01/2024
  Thrivent Investment Management Inc
  Fort Worth, TX
• 01/2024 → 07/2024
  Thrivent Financial
  Appleton, WI
• 07/2024 → 09/2024
  Thrivent Financial
  Appleton, WI
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Forth Worth, TX
• 06/2017 → 01/2018
  Trinet Hr
  Fort Worth, TX
• 01/2025 → Present
  Bank Of America, N.A.
  Fort Worth, TX

Previous Registrations

• 2024-02-28 → 2024-10-01
  Thrivent Investment Management Inc.
  Fort Worth, TX
  Minneapolis, MN

Exams

• S66 Uniform Combined State Law Examination
  2024-02-27

Other Names

• James Donovan Stone