David Edwin Sharek

Employer firm

Shareks Stock Portfolios CRD 144822

$13.4M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Shareks Stock Portfolios

Miami, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01
MS	RA	APP_PEND_IARCE	2026-01-01
TN	RA	APP_PEND_IARCE	2026-01-01
NY	RA	APPROVED	2021-11-17

FL RA
APP_PEND_IARCE

Since 2026-01-01
MS RA
APP_PEND_IARCE

Since 2026-01-01
TN RA
APP_PEND_IARCE

Since 2026-01-01
NY RA
APPROVED

Since 2021-11-17

Branch Locations

The Vibe Miami 700 Sw 1St St., Miami, FL 33130 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Shareks, Llc	Miami	FL	01/2008	Present

01/2008 → Present

Shareks, Llc

Miami, FL

Previous Registrations

2003-01-06 → 2008-01-23

B. Riley Wealth Management

Memphis, TN

Memphis, TN

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-12-14
S63	Uniform Securities Agent State Law Examination	1999-05-21

S65 Uniform Investment Adviser Law Examination

2002-12-14
S63 Uniform Securities Agent State Law Examination

1999-05-21

View on SEC IAPD