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Jerry Richi

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-13
SC RA APPROVED 2024-03-04
  • TX RA
    APPROVED
    Since 2024-03-13
  • SC RA
    APPROVED
    Since 2024-03-04

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fort Mill SC 11/2023 Present
Bank Of America Charlotte NC 03/2022 10/2023
Regions Bank Charlotte NC 06/2019 03/2022
Akahana Fort Mill SC 06/2018 06/2019
Unemployed Fort Mill SC 01/2018 05/2019
Dressler's Charlotte NC 02/2010 01/2018
  • 11/2023 → Present
    Lpl Financial
    Fort Mill, SC
  • 03/2022 → 10/2023
    Bank Of America
    Charlotte, NC
  • 06/2019 → 03/2022
    Regions Bank
    Charlotte, NC
  • 06/2018 → 06/2019
    Akahana
    Fort Mill, SC
  • 01/2018 → 05/2019
    Unemployed
    Fort Mill, SC
  • 02/2010 → 01/2018
    Dressler's
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-01
  • S66 Uniform Combined State Law Examination
    2024-03-01

View on SEC IAPD

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BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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