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Steven J Cataldo

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-13
SC RA APPROVED 2024-02-28
  • TX RA
    APPROVED
    Since 2024-03-13
  • SC RA
    APPROVED
    Since 2024-02-28

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hotel Bennett Charleston SC 06/2021 07/2022
Mcalister's Deli Fort Mill SC 03/2017 01/2019
Lpl Financial Llc Fort Mill SC 11/2023 Present
George St Fitness Center, College Of Charleston Charleston SC 01/2021 05/2021
Winthrop University Rock Hill SC 08/2022 Present
College Of Charleston Charleston SC 08/2018 08/2022
Unemployed Fort Mill SC 11/2013 03/2017
  • 06/2021 → 07/2022
    Hotel Bennett
    Charleston, SC
  • 03/2017 → 01/2019
    Mcalister's Deli
    Fort Mill, SC
  • 11/2023 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 01/2021 → 05/2021
    George St Fitness Center, College Of Charleston
    Charleston, SC
  • 08/2022 → Present
    Winthrop University
    Rock Hill, SC
  • 08/2018 → 08/2022
    College Of Charleston
    Charleston, SC
  • 11/2013 → 03/2017
    Unemployed
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-26
  • S66 Uniform Combined State Law Examination
    2024-02-26

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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