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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-01-16
  • PA RA
    APPROVED
    Since 2024-01-16

Branch Locations

1735 Market Street Suite 3800, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Free Library Of Philadelphia Foundation Philadelphia PA 07/2020 10/2023
Philadelphia Outward Bound School Philadelphia PA 06/2017 06/2020
Self-Employed Dba Lyman Arts Consulting Philadelphia PA 08/2009 06/2017
Alliancebernstein Philadelphia PA 11/2023 Present
  • 07/2020 → 10/2023
    Free Library Of Philadelphia Foundation
    Philadelphia, PA
  • 06/2017 → 06/2020
    Philadelphia Outward Bound School
    Philadelphia, PA
  • 08/2009 → 06/2017
    Self-Employed Dba Lyman Arts Consulting
    Philadelphia, PA
  • 11/2023 → Present
    Alliancebernstein
    Philadelphia, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-01-25
S65 Uniform Investment Adviser Law Examination 2024-01-16
  • S63 Uniform Securities Agent State Law Examination
    2024-01-25
  • S65 Uniform Investment Adviser Law Examination
    2024-01-16

View on SEC IAPD

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