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Stephen Ridge

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

CRD 7833165

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-13
NC RA APPROVED 2024-02-28
SC RA APPROVED 2024-02-28
  • TX RA
    APPROVED
    Since 2024-03-13
  • NC RA
    APPROVED
    Since 2024-02-28
  • SC RA
    APPROVED
    Since 2024-02-28

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 11/2023 Present
Selwyn Pub Charlotte NC 07/2022 05/2024
Tpc Piper Glen Charlotte NC 07/2021 03/2023
Carolina Pool Management Fort Mill SC 05/2019 07/2021
University Of North Carolina At Wilmington Wilmington NC 06/2018 05/2019
Brunswick Community College Bolivia NC 05/2019 05/2021
Marvin Ridge Middle/High School Waxhaw NC 08/2013 06/2018
Autobell Car Wash Waxhaw NC 07/2015 10/2016
Pristine Auto Spa Charlotte NC 10/2016 06/2017
Topgolf Charlotte NC 06/2017 08/2017
  • 11/2023 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 07/2022 → 05/2024
    Selwyn Pub
    Charlotte, NC
  • 07/2021 → 03/2023
    Tpc Piper Glen
    Charlotte, NC
  • 05/2019 → 07/2021
    Carolina Pool Management
    Fort Mill, SC
  • 06/2018 → 05/2019
    University Of North Carolina At Wilmington
    Wilmington, NC
  • 05/2019 → 05/2021
    Brunswick Community College
    Bolivia, NC
  • 08/2013 → 06/2018
    Marvin Ridge Middle/High School
    Waxhaw, NC
  • 07/2015 → 10/2016
    Autobell Car Wash
    Waxhaw, NC
  • 10/2016 → 06/2017
    Pristine Auto Spa
    Charlotte, NC
  • 06/2017 → 08/2017
    Topgolf
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-27
  • S66 Uniform Combined State Law Examination
    2024-02-27

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC

Nearby Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

More in Fort Mill, SC

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