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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-15
CA RA APPROVED 2025-01-02
  • TX RA
    APPROVED
    Since 2026-05-15
  • CA RA
    APPROVED
    Since 2025-01-02

Branch Locations

2600 Ventura St, Fresno, CA 93721 • United States

Madera, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clovis Unified School District Clovis CA 08/2011 06/2024
Self Employed (Independent Contractor) Fresno CA 08/2013 Present
Lpl Financial Fresno CA 02/2024 Present
  • 08/2011 → 06/2024
    Clovis Unified School District
    Clovis, CA
  • 08/2013 → Present
    Self Employed (Independent Contractor)
    Fresno, CA
  • 02/2024 → Present
    Lpl Financial
    Fresno, CA
Other Businesses

1- 02/2024 / Brighton Investment Solutions / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 160 hrs during trading / At reported business location(s) 2- 02/2024 / Real Estate Rental / Property Owner / Investment Related / Fresno, CA - 93720- 3610 Fresno County / Start Date: 09/01/2018 / 0hrs mth / 0 hrs during trading 3- 02/2024 / Real Estate Rental / Property Owner / Investment Related / Fresno, CA - 93727- 3552 Fresno County / Start Date: 09/01/2018 / 0hrs mth / 0 hrs during trading 4- 02/2024 / Joseph Avery / Artist/Musician / Not Investment Related / Start Date: 08/01/2017 / 10 hrs mth / 0 hrs during trading 5- 02/2024 / Clovis Unified School District / High School Teacher / Outside/W-2 Employment / Not Investment Related / Start Date: 08/11/2011/ 160 hrs mth / 160 hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-09
S63 Uniform Securities Agent State Law Examination 2024-03-25
  • S65 Uniform Investment Adviser Law Examination
    2024-12-09
  • S63 Uniform Securities Agent State Law Examination
    2024-03-25

View on SEC IAPD

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