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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-15 |
| CA | RA | APPROVED | 2025-01-02 |
Branch Locations
2600 Ventura St, Fresno, CA 93721 • United States
Madera, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clovis Unified School District | Clovis | CA | 08/2011 | 06/2024 |
| Self Employed (Independent Contractor) | Fresno | CA | 08/2013 | Present |
| Lpl Financial | Fresno | CA | 02/2024 | Present |
1- 02/2024 / Brighton Investment Solutions / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 160 hrs during trading / At reported business location(s) 2- 02/2024 / Real Estate Rental / Property Owner / Investment Related / Fresno, CA - 93720- 3610 Fresno County / Start Date: 09/01/2018 / 0hrs mth / 0 hrs during trading 3- 02/2024 / Real Estate Rental / Property Owner / Investment Related / Fresno, CA - 93727- 3552 Fresno County / Start Date: 09/01/2018 / 0hrs mth / 0 hrs during trading 4- 02/2024 / Joseph Avery / Artist/Musician / Not Investment Related / Start Date: 08/01/2017 / 10 hrs mth / 0 hrs during trading 5- 02/2024 / Clovis Unified School District / High School Teacher / Outside/W-2 Employment / Not Investment Related / Start Date: 08/11/2011/ 160 hrs mth / 160 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-25 |
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