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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-06-09 |
| TX | RA | APPROVED_RES | 2022-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Beirne Wealth Consulting Services, Llc | Shelton | CT | 01/2014 | 05/2022 |
| The Vanguard Group, Inc. | Malvern | PA | 05/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Life and Health Insurance License INVESTMENT RELATED ADDRESS (City/State): Emmaus, PA NATURE OF BUSINESS: Insurance License POSITION: Maintain Insurance License Only START DATE (Month/Year): 12/2021 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Maintain Only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-21 |
| S66 | Uniform Combined State Law Examination | 2001-08-10 |
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