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Erik Hamilton Swoope

Morgan Stanley

Walnut Creek, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-01
CA RA APPROVED 2024-04-08
  • TX RA
    APPROVED
    Since 2024-05-01
  • CA RA
    APPROVED
    Since 2024-04-08

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Walnut Creek CA 01/2024 08/2026
Unemployed San Ramon CA 04/2023 12/2023
Harvard Business School San Ramon CA 12/2022 04/2023
Next Frontier Search/ Jedi Search San Ramon CA 03/2022 12/2022
Heroic Public Benefit Corporation San Ramon CA 11/2021 02/2022
Unemployed San Ramon CA 02/2021 11/2021
California Strength San Ramon CA 12/2020 02/2021
San Francisco 49Ers Santa Clara CA 08/2020 08/2020
Unemployed San Ramon CA 08/2019 08/2020
Oakland Raiders Alameda CA 05/2019 08/2019
Indianapolis Colts Indiananpolis IN 05/2014 05/2019
Morgan Stanley Private Bank, N.A New York NY 04/2024 08/2026
Raymond James Financial Services, Inc. San Ramon CA 08/2026 Present
Raymond James Financial Services Advisors, Inc. San Ramon CA 08/2026 Present
Unemployed San Ramon CA 08/2020 12/2020
  • 01/2024 → 08/2026
    Walnut Creek, CA
  • 04/2023 → 12/2023
    Unemployed
    San Ramon, CA
  • 12/2022 → 04/2023
    Harvard Business School
    San Ramon, CA
  • 03/2022 → 12/2022
    Next Frontier Search/ Jedi Search
    San Ramon, CA
  • 11/2021 → 02/2022
    Heroic Public Benefit Corporation
    San Ramon , CA
  • 02/2021 → 11/2021
    Unemployed
    San Ramon, CA
  • 12/2020 → 02/2021
    California Strength
    San Ramon, CA
  • 08/2020 → 08/2020
    San Francisco 49Ers
    Santa Clara, CA
  • 08/2019 → 08/2020
    Unemployed
    San Ramon, CA
  • 05/2019 → 08/2019
    Oakland Raiders
    Alameda, CA
  • 05/2014 → 05/2019
    Indianapolis Colts
    Indiananpolis, IN
  • 04/2024 → 08/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 08/2026 → Present
    Raymond James Financial Services, Inc.
    San Ramon, CA
  • 08/2026 → Present
    Raymond James Financial Services Advisors, Inc.
    San Ramon, CA
  • 08/2020 → 12/2020
    Unemployed
    San Ramon, CA
Other Businesses

*580936 - Football and Basketball Training; Investment related-No; San Ramon, California; Football and Basketball Training; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2023; During business hours: 0; After business hours: 6; Coaching middle school to college aged kids *581965 - Kefi Holdings LLC dba Muse Salon; Investment related-Yes; San Ramon, California; Hair Salon; Co-Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2023; During business hours: 0; After business hours: 8; Labor/Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-06
  • S66 Uniform Combined State Law Examination
    2024-04-06
Other Names
  • Erik H Swoope

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