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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-23 |
| TX | RA | APPROVED | 2024-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umortgage Llc | Philadelphia | PA | 03/2023 | Present |
| Lincoln Lending Group | Tampa | FL | 12/2022 | 03/2023 |
| Rocket Mortgage | Detroit | MI | 02/2021 | 11/2022 |
| Suncoast Credit Union | Tampa | FL | 12/2015 | 02/2021 |
| Financial Engines Advisors, L.L.C. | Santa Clara | CA | 11/2023 | Present |
Loan Factory, Inc.; INVESTMENT RELATED: No; ADDRESS: 2195 Tully Road, San Jose, CA 95122; NATURE: Residential Mortgage Financing; POSITION: Employee; START DATE: 07/01/2024; NUMBER OF HOURS/MONTH: 0Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0Hrs.; DUTIES: Provide homebuyers and homeowners with loan product options that best suit their financial goals/needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-08 |
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