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Current Employers
Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2013-06-10
  • PR RA
    APPROVED
    Since 2013-06-10

Branch Locations

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

196 Altona & Welgunst Charlotte Amalie, St. Thomas, VI 00802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Popular Securities San Juan PR 12/2007 Present
  • 12/2007 → Present
    Popular Securities
    San Juan, PR
Other Businesses

Hacienda Carmelita Inc (Vice President) - Carr. 354 KM 5.0 Barrio Rio Canas Arriba Las Marias PR 00680 - No compensation - Non-investment related - Nature of the business = Farm - Start Date = 03/26/2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-22
S63 Uniform Securities Agent State Law Examination 2000-11-20
  • S65 Uniform Investment Adviser Law Examination
    2016-08-22
  • S63 Uniform Securities Agent State Law Examination
    2000-11-20
Other Names
  • Oscar Mesorana Colon
  • Oscar Rafael Mesorana

View on SEC IAPD

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