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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-30 |
Branch Locations
3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 03/2025 | 09/2025 |
| Target | Wylie | TX | 10/2019 | 03/2025 |
| Charles Schwab | Westlake | TX | 01/2024 | 04/2024 |
| Safran | Grand Prairie | TX | 05/2024 | 09/2024 |
| Dicks Sporting Goods Inc. | Allen | TX | 07/2020 | 10/2020 |
| Costco Wholesale Corporation | Dallas | TX | 04/2022 | 04/2022 |
| The University Of Texas At Arlington | Arlington | TX | 08/2021 | 12/2024 |
| Tiaa | Frisco | TX | 10/2025 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 10/2025 | Present |
| Allen Independent School District | Allen | TX | 07/2008 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-29 |
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