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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-15 |
| FL | RA | APPROVED | 2008-08-21 |
Branch Locations
631 W Morse Blvd, Suite 125, Winter Park, FL 32789 • United States
Maitland, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Winter Park | FL | 08/2008 | Present |
(1) North Orlando Kiwanis Little League Address: Orlando, FL Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related:No Start Date: 08/18/2015 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: President.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-23 |
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