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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-30 |
| TX | RA | APPROVED | 2025-07-25 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Talking Stick Golf Club | Scottsdale | AZ | 12/2020 | Present |
| Cottonwood Golf Club | El Cajon | CA | 05/2020 | 08/2020 |
| Unemployed | El Cajon | CA | 05/2014 | 05/2020 |
| Unemployed | Tempe | AZ | 08/2020 | 11/2020 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 11/2023 | 05/2025 |
| Morgan Stanley | Gilbert | AZ | 05/2025 | Present |
641226 - Talking Stick Golf Club; Investment Related - No; Scottsdale, Arizona; Recreation; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2020; During Business Hours: 0; After Business Hours: 28; Customer Service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2024-10-21 |
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