Sean Daniel Duffy

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2023 → 07/2024
  Raymond James Financial Services Inc.
  Ft. Collins, CO
• 07/2024 → Present
  Raymond James Financial Services Inc.
  Ft. Collins, CO
• 05/2018 → 05/2019
  Cherry Hills Country Club
  Cherry Hills, CO
• 04/2018 → 08/2021
  Waterway Carwash
  Lone Tree, CO
• 05/2022 → 08/2022
  Edgerock Wealth Management
  Denver, CO
• 05/2023 → 08/2023
  Assuredpartners
  Fort Collins, CO
• 11/2022 → 11/2023
  Colorado State University
  Fort Collins, CO
• 08/2020 → 05/2024
  Colorado State University
  Fort Collins, CO
• 08/2016 → 05/2018
  Highlands Ranch High School
  Highlands Ranch, CO
• 02/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Fort Collins, CO

Other Businesses

(1)Name of Business: Impact Financial Strategies Address: 3711 John F Kennedy Pkwy Ste 340, Fort Collins, CO, 80525-2658, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/08/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Planning Associate

Exams

• S66 Uniform Combined State Law Examination
  2025-02-24