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Current Employers
Parallel Advisors, Llc

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-20
  • TX RA
    APPROVED
    Since 2024-02-20

Branch Locations

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

3300 Olympus Blvd Suite 125, Coppell, TX 75019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parallel Advisors, Llc Dallas TX 10/2022 Present
Fidelity Investments Westlake TX 05/2020 10/2022
Ward's Berry Farm Sharon MA 09/2019 03/2020
Roche Brothers Qunicy MA 10/2016 05/2018
State Street Corporation Quincy MA 07/2018 08/2019
Walpole Recreation Department Walpole MA 06/2013 08/2018
The University Of Massachusetts Boston MA 09/2015 05/2020
  • 10/2022 → Present
    Dallas, TX
  • 05/2020 → 10/2022
    Fidelity Investments
    Westlake, TX
  • 09/2019 → 03/2020
    Ward's Berry Farm
    Sharon, MA
  • 10/2016 → 05/2018
    Roche Brothers
    Qunicy, MA
  • 07/2018 → 08/2019
    State Street Corporation
    Quincy, MA
  • 06/2013 → 08/2018
    Walpole Recreation Department
    Walpole, MA
  • 09/2015 → 05/2020
    The University Of Massachusetts
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-20
  • S65 Uniform Investment Adviser Law Examination
    2024-02-20

View on SEC IAPD

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