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6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-30 |
| PA | RA | APPROVED | 2023-11-10 |
Branch Locations
6550 W Hillsborough Ave Suite 130, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Philadelphia | PA | 11/2023 | 09/2024 |
| University Of New Orleans | New Orleans | LA | 08/2019 | 12/2020 |
| Unemployed | Metairie | LA | 01/2021 | 11/2023 |
| Unemployed | Metairie | LA | 05/2017 | 07/2019 |
| Rhodes College | Memphis | TN | 08/2013 | 05/2017 |
| Wolly Threads | Baton Rouge | LA | 01/2016 | 12/2016 |
| Savefirst | Memphis | TN | 01/2017 | 04/2017 |
| Florida Financial Advisors | Tampa | FL | 09/2024 | Present |
| Trinity Wealth Securties, Llc | Tampa | FL | 09/2024 | Present |
Florida Financial Advisors. Investment Related. 6550 W Hillsborough Avenue, Suite 130 Tampa, Florida 33634. Nature of Business: RIA. Position: Compliance Manager. Start Date: 09/2024. Hours per Month: 160. Hours per Month During Trading Hours: 0. Compliance reviews. Florida Financial Insurance. Investment Related. 6550 W Hillsborough Avenue, Suite 130 Tampa, Florida 33634. Nature of Business: Fixed Insurance Sales. Start Date: 09/2024. Hours per Month: 160. Hours per Month During Trading Hours: 0. Duties: Compliance Reviews Trinity Wealth Securities, LLC. Investment Related. 6550 W Hillsborough Avenue, Suite 130 Tampa, Florida 33634. Nature of Business: Securities Sales. Position: Compliance Manager. Start Date: 09/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Compliance Reviews.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-01 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-10 |
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