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Allison Eileen Connolly

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-20
  • IL RA
    APPROVED
    Since 2023-11-20

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 11/2023 Present
First Trust Advisors L.P. Wheaton IL 11/2023 Present
Factset Chicago IL 06/2018 08/2023
Indiana University Bloomington IN 08/2014 06/2018
Unemployment Chicago IL 08/2023 11/2023
  • 11/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 11/2023 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 06/2018 → 08/2023
    Factset
    Chicago, IL
  • 08/2014 → 06/2018
    Indiana University
    Bloomington, IN
  • 08/2023 → 11/2023
    Unemployment
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-18
  • S66 Uniform Combined State Law Examination
    2023-10-18

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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